OriginClear Restriction Removal and Share Conversion 

Removing Restrictions and or Converting to Tradable Common Stock

In order to remove restrictions and or convert to tradable common stock, please follow the directions pertaining to your holdings, below:

Remove Restrictions from Common Stock

1. To remove restrictions on shares you bought directly from the company (this can be done after 6 months with a broker-dealer letter, or anytime after 12 months), download the following form and email to ir@originclear.com or fax to  323-315-2300.
   
   DOWNLOAD FORM HERE
   
   Note: you only need to sign and date the form, we will fill all relevant stock dates and share amounts for all eligible shares.

Convert Preferred Shares to Common Stock

1. To convert Series J, L, or P preferred shares to tradable common stock (and hence trigger make-good shares on previously investments), please download the Rule 144 form and sign and date (we will fill the rest). 
   
   RULE 144 FORM
   
   
2. Then download the applicable Series Form and sign and date (we will fill the rest)
   
   SERIES-J FORM
   
   SERIES-L FORM
   
   SERIES-P FORM
   
   
3. Then email all forms to ir@originclear.com.

Convert D-1 Shares to Common Stock

1. To convert D-1 shares, please download the following D-1 conversion form and Rule 144 form and email to ir@originclear.com or fax to  323-315-2300
   
   D-1 FORM
   
   RULE 144 FORM
   
   If you have any questions or need help, please submit the form below and we will contact you immediately.